broker-dealer sales of securities

продажа ценных бумаг фирмой брокеров-дилеров

Ценные бумаги. Англо-русский словарь. . 2013.

Смотреть что такое "broker-dealer sales of securities" в других словарях:

  • broker — bro·ker / brō kər/ n: an agent who negotiates contracts of sale (as of real estate or securities) or other agreements (as insurance contracts or mortgages) between the parties for a fee or commission compare dealer, finder ◇ An insurance broker… …   Law dictionary

  • dealer — deal·er n: one that deals; specif: a person or entity that buys and sells securities for his or her or its own account and not for others compare broker Merriam Webster’s Dictionary of Law. Merriam Webster. 1996 …   Law dictionary

  • broker — An agent employed to make bargains and contracts for a compensation. A dealer in securities issued by others. White v. Financial Guarantee Corporation, 13 Cal.App.2d 93, 56 P.2d 550, 553. A middleman or negotiator between parties. A person… …   Black's law dictionary

  • broker — An agent employed to make bargains and contracts for a compensation. A dealer in securities issued by others. White v. Financial Guarantee Corporation, 13 Cal.App.2d 93, 56 P.2d 550, 553. A middleman or negotiator between parties. A person… …   Black's law dictionary

  • Broker — For other uses, see Broker (disambiguation). Brokerage redirects here. For the not for profit organization the Brokerage , see The Brokerage Citylink. A broker is a party that arranges transactions between a buyer and a seller, and gets a… …   Wikipedia

  • Australian Securities Exchange — ASX redirects here. For other uses, see ASX (disambiguation). Australian Securities Exchange …   Wikipedia

  • U.S. Securities and Exchange Commission — Infobox Government agency agency name = U.S. Securities and Exchange Commission nativename = SEC seal width = 140px seal caption = formed = June 6, 1934 jurisdiction = Federal government of the United States headquarters = Washington, D.C.… …   Wikipedia

  • Cohmad Securities — Cohmad Securities, whose name combines “Cohn” and “Madoff,” founded in 1985 by Bernard Madoff and Maurice Cohn, Madoff’s friend and former neighbor.[1] It is in the Business Services, N.E.C. industry in NEW YORK, NY. and has approximately 10 to… …   Wikipedia

  • Osaka Securities Exchange — Co., Ltd. 株式会社大阪証券取引所 Type Public K.K. Traded as JASDAQ: 8697 Industry Financial Founded …   Wikipedia

  • Office of the Kansas Securities Commissioner — is an independent state agency. The mission of the Office of the Kansas Securities Commissioner (KSC) is to protect and inform Kansas investors, to promote integrity and full disclosure by issuers and securities professionals, to investigate and… …   Wikipedia

  • General Securities Principal Exam — The General Securities Principal Exam, commonly referred to as the Series 24 Exam, is administered by the Financial Industry Regulatory Authority (FINRA) which qualifies a registered individual to supervise or manage branch activities such as… …   Wikipedia

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